Quy dinh moi ve co phieu quy, co phieu thuong

Mot so thong tin ma nhieu nha dau tu dang rat quan tam, nhat la dang vao “mua” phat hanh co phieu thuong.

Ngay 13/3, Bo truong Bo Tai chinh da ky quyet dinh ban hanh thong tu quy dinh chi tiet ve viec cong ty dai chung mua lai co phieu cua chinh minh, ban lai co phieu da mua, viec chao mua cong khai co phieu cua cong ty dai chung, viec cong ty dai chung phat hanh co phieu de tra co tuc, phat hanh co phieu thuong tu nguon von chu so huu va phat hanh co phieu theo chuong trinh lua chon cho nguoi lao dong trong cong ty.

Cu the, thong tu quy dinh ro co phieu quy la co phieu do cong ty dai chung da phat hanh va duoc chinh cong ty mua lai bang nguon von hop phap. Cong ty dai chung mua lai co phieu cua chinh minh de lam co phieu quy phai dap ung cac dieu kien sau:

- Co Nghi quyet cua Dai hoi dong co dong thong qua doi voi truong hop mua lai tren 10% nhung khong qua 30% tong so co phan da phat hanh, hoac nghi quyet cua hoi dong quan tri thong qua doi voi truong hop mua lai khong qua 10% tong so co phan da phat hanh trong moi 12 thang.

Truong hop cong ty dai chung mua lai co phieu cua chinh minh dan den so luong co phieu quy dat toi 25% tro len trong tong so co phieu dang luu hanh cua cong ty, cong ty phai thuc hien chao mua cong khai theo quy dinh cua Luat Chung khoan va huong dan tai Muc III cua Thong tu nay.

- Co du von de mua lai co phieu quy tu cac nguon: nguon thang du von, loi nhuan de lai va cac nguon khac theo quy dinh cua phap luat va co phuong an mua lai trong do neu ro thoi gian thuc hien, nguyen tac xac dinh gia.

Cong ty khong duoc thuc hien viec mua lai co phieu cua chinh minh trong cac truong hop: dang kinh doanh thua lo hoac dang co no qua han; dang trong qua trinh chao ban co phieu de huy dong them von; dang thuc hien tach, gop co phieu; co phieu cua cong ty dang la doi tuong chao mua cong khai.

Cong ty khong duoc mua co phan cua cac doi tuong sau lam co phieu quy: nguoi quan ly cong ty; vo, chong, cha, cha nuoi, me, me nuoi, con, con nuoi, anh chi em ruot cua ca nhan do; nguoi so huu co phan co han che chuyen nhuong theo quy dinh cua phap luat va dieu le cong ty; co dong co co phan chi phoi, tru truong hop Nha nuoc thuc hien ban bot co phan de giam ty le so huu.

Cong ty dai chung khong co co phieu niem yet tai so giao dich chung khoan hoac trung tam giao dich chung khoan, khi mua lai co phieu chi duoc thuc hien thong qua mot cong ty chung khoan lam moi gioi, khong duoc gay anh huong den gia ca giao dich, gia tri mua lai toi da khong duoc vuot qua 10% tong khoi luong giao dich cua co phieu nay trong ngay.

Viec phat hanh co phieu de tra co tuc, phat hanh co phieu thuong thong tu quy dinh: Cong ty dai chung phat hanh co phieu de tra co tuc cho co dong hien huu de tang von dieu le phai duoc Dai hoi dong co dong thong qua va co du nguon thuc hien tu loi nhuan sau thue tren bao cao tai chinh gan nhat co xac nhan cua kiem toan.

Cong ty dai chung phat hanh co phieu thuong cho co dong hien huu de tang von dieu le phai duoc Dai hoi dong co dong thong qua va co du nguon thuc hien tu cac nguon: loi nhuan tich luy, quy dau tu phat trien; quy thang du von (phan von cong ty co phan duoc huong theo che do).

Truong hop thang du von do chenh lech giua gia ban co phieu voi menh gia co phieu duoc phat hanh de thuc hien du an dau tu thi cong ty chi duoc su dung de bo sung von dieu le sau ba nam ke tu khi du an da hoan thanh va dua vao khai thac, su dung.

Truong hop thang du von do chenh lech giua gia ban voi menh gia co phieu phat hanh them thi cong ty chi duoc su dung de bo sung von dieu le sau mot nam ke tu thoi diem ket thuc dot phat hanh.

Cong ty dai chung phat hanh co phieu theo chuong trinh lua chon cho nguoi lao dong trong cong ty phai dam bao cac dieu kien: co chuong trinh lua chon va ke hoach phat hanh co phieu duoc Dai hoi dong co dong thong qua; tong so co phieu phat hanh theo chuong trinh khong duoc vuot qua 5% von co phan dang luu hanh cua cong ty. Hoi dong quan tri phai cong bo ro cac tieu chuan va danh sach nguoi lao dong duoc tham gia chuong trinh, nguyen tac xac dinh gia ban va thoi gian thuc hien.

Ve viec cong bo thong tin, thong tu quy dinh: to chuc phat hanh phai cong bo thong tin tren cac phuong tien thong tin dai chung toi thieu muoi ngay truoc khi thuc hien viec phat hanh. Trong thoi han muoi ngay sau khi hoan thanh viec phat hanh, to chuc phat hanh phai bao cao ket qua phat hanh cho Uy ban Chung khoan Nha nuoc.

Doi voi truong hop phat hanh co phieu theo chuong trinh lua chon cho nguoi lao dong, bao cao ket qua phat hanh phai kem theo danh sach co chu ky cua nguoi lao dong duoc tham gia mua co phieu.

(Theo Vneconomy)